A CONSTITUTIONAL CONVENTION
FOR CYPRUS
AARAU KONGRESS
4-5. April 2008
Panel 2: Legal and Political Constraints
Paper by Prof. Alfred de Zayas, Geneva School of Diplomacy
Self-determination, Turkish settlers, and Cyprus referenda
Self-determination is a norm of jus cogens, reflected in the preamble
and numerous articles of the UN Charter, in common article 1 of
the International Covenant on Civil and Political Rights and of
the International Covenant on Economic, Social and Cultural Rights,
and in countless resolutions of the UN Security Council and General
Assembly, notably GA Resolution 1514 of 14 December 1960, the famous
Declaration on the granting of independence to colonial countries
and peoples.
The practice of decolonization has given content and contour to
the right of self-determination, and the former Commission on Human
Rights and the Sub-Commission on the Promotion and Protection of
Human Rights adopted many declarations, resolutions and studies
on this subject, notably the guiding Principles on Internal Displacement
of the UN Special Representative Francis Deng. The UN Human Rights
Committee has adopted a General Comment on self-determination and
frequently informs its concluding observations in the light of article
1 of the Covenant, notably in its concluding observations concerning
the second and 3rd United States reports in 2006.
I will focus my observation on this crucial norm of international
law, which is indispensable in formulating an approach to arrive
at a just and lasting Cyprus settlement. It is particularly relevant
in the context of paragraph 31 of Professor Auer’s paper,
which poses the question how an international expert panel should
be elected, and how to avoid pitfalls in the drafting of a charter
for truly democratic and representative constitution-building.
As we know, the Annan Plan responded more to the interests of the
Great Powers, including the so-called Guarantor Powers, and less
to those of the Cypriot communities concerned, and thus entailed
a pervasive violation of the principle of self-determination. The
proposed Charter for a Constitutional Convention must ensure that
the fundamental principles of international law and of European
law are adhered to and that the exercise is legitimized through
broad popular participation.
Professor Auer’s paper signals in paragraph 35 the problem
of determining who is entitled to vote in approving the Charter
and subsequently who is entitled to vote in a referendum on the
Constitution. It is obvious that a masquerade of a referendum would
serve no one and would lack legitimacy. By its very nature, participation
in a referendum about self-determination must be limited to those
who are originally entitled to exercise the right of self determination,
and this necessarily excludes both the colonizers and settlers brought
in shortly before the referendum so as to manipulate the vote.
A few examples from recent history may help illustrate the problem.
Take Alaska, for instance. Until it became the 49th State of the
United States in 1959, Alaska was a territory under United States
administration. It was considered a non-self-governing territory
and the United States reported to the United Nations General Assembly
pursuant to article 73 of the UN Charter which provides:
“Members of the United Nations which have or assume responsibilities
for the administration of territories whose peoples have not yet
attained a full measure of self-government recognize the principle
that the interests of the inhabitants of these territories are paramount,
and accept as a sacred trust the obligation to promote to the utmost,
within the system of international peace and security established
by the present Charter, the well-being of the inhabitants of these
territories, and to this end: a) to ensure, with due respect for
the culture of the peoples concerned, their political, economic,
social and educational advancement …e) to transmit regularly
to the Secretary-General for information purposes … statistical
and other information of a technical nature relating to economic,
social and education conditions in the territories for which they
are respectively responsible…”
Under the generally accepted notion of self-determination, any change
in the political status of a colony or non-self-governing territory
must be based on the "freely expressed wishes" of the
established inhabitants of the territory, who may choose association,
autonomy or independence by way of referendum or plebiscite under
international supervision. When in 1946 the United Nations system
under Chapter XI of the Charter “Declaration regarding Non-self-governing
Territories” was established, Native Alaska was a territory
administered by the United States. Pursuant to the General Assembly,
a colony is a community "geographically separate and ethnically
and/or culturally distinct from the country administering it."
Alaska was, and continues to be, geographically separate from the
United States, and within Alaska, Native communities have remained
distinct both geographically and culturally. Moreover, until the
1940's, Natives were the majority of the population.
Was the Alaska statehood referendum in 1958 in conformity with international
law? The indigenous of Alaska say no, because the Alaska territory
was deliberately flooded with new settlers, who were not only allowed
but actively encouraged to vote for statehood, a referendum in which
even U.S. soldiers temporarily posted in Alaska were allowed to
vote.
In 2006 the Alaska Inter-Tribal Council presented a “shadow
report” to the United Nations Human Rights Committee, which
was considered in connection with the examination of the 2nd and
3rd periodic Report of the United States of America. In said report,
the Alaska indigenous organization contested the validity of the
referendum and the confiscation of the natural resources of the
indigenous population. In its concluding observations, the Human
Rights Committee observed:
“The Committee notes with concern that no action has been
taken by the State party to address its previous recommendation
relating to the extinguishment of aboriginal and indigenous rights.
The Committee, while noting that the guarantees provided by the
Fifth amendment apply to the taking of land in situations where
treaties concluded between the federal government and Indian tribes
apply, is concerned that in other situations, in particular where
land was assigned by creating a reservation or is held by reason
of long possession and use, tribal property rights can be extinguished
on the basis of the plenary authority of Congress for conducting
Indian affairs without due process and fair compensation. The Committee
is also concerned that the concept of permanent trusteeship over
the Indian and Alaska native tribes and their land as well as the
actual exercise of this trusteeship in managing the so called Individual
Indian Money (IIM) accounts may infringe the full enjoyment of their
rights under the Covenant. Finally, the Committee regrets that it
has not received sufficient information on the consequences on the
situation of Indigenous Native Hawaiians of Public Law 103-150 apologizing
to the Native Hawaiians Peoples for the illegal overthrow of the
Kingdom of Hawaii, which resulted in the suppression of the inherent
sovereignty of the Hawaiian people. (articles 1, 26 and 27 in conjunction
with Article 2, paragraph 3 of the Covenant).
”The State party should review its policy towards indigenous
peoples as regards the extinguishment of aboriginal rights on the
basis of the plenary power of Congress regarding Indian affairs
and grant them the same degree of judicial protection that is available
to the non-indigenous population. It should take further steps in
order to secure the rights of all indigenous peoples under articles
1 and 27 of the Covenant to give them greater influence in decision-making
affecting their natural environment and their means of subsistence
as well as their own culture.”
It is evident, that the statehood referendum in Alaska did not
take into account the best interests of the Alaskan natives. The
oil, gold and mineral resources of Alaska were so important, that
the United States made sure that the referendum went in favour of
statehood and confirmed the spoliation of the First Nations of Alaska.
This situation is comparable to the decades-old dispute over Western
Sahara, which had been a Spanish colony until 1975. After the Spanish
left the territory, Morocco moved militarily into the phosphate-rich
territory. Although the Polisario Front, representing the native
Sahrawi people, declared independence in 1976, Morocco continues
to occupy Western Sahara and opposes a referendum. Meanwhile, however,
tens of thousands of Moroccan settlers have moved into Western Sahara,
and if a referendum were to be held, the question is whether a majority
of the Moroccan settlers would be allowed to vote in the referendum.
This was indeed the proposal made by former US Secretary of State
James Baker in his Peace Plan for Western Sahara.
By contrast, East Timor, which had been militarily occupied by Indonesia
in 1975, following the departure of the Portuguese colonizers, was
allowed to emerge as a free and independent nation. The United Nations
supervised a self-determination referendum in August 1999 and the
country became the 191st member State of the United Nations as Timor
Leste in 2002.
Among the territories that still have not achieved self-determination
are the French overseas territories. It is instructive to compare
the Alaska and Western Sahara experiences with the legislation adopted
by France establishing certain parameters for the conduct of self-determination
referenda in New Caledonia, and excluding recent residents from
eligibility to vote.
The Human Rights Committee has had the opportunity of examining
the validity of the criteria used in self-determination referenda
in the context of the examination of State party reports, and in
rare cases under the Optional Protocol. In its Views in case No.
932/2000 (Gillot v. France), the Committee found that the exclusion
of new settlers from participation in a self-determination referendum
in New Caledonia was compatible with France’s obligations
under article 1 of the International Covenant on Civil and Political
Rights. The Committee observed:
“The Committee notes that the 21 authors were excluded from
the 1998 referendum because they did not meet the 10 years' continuous
residence requirement. It also notes that one author will not be
able to participate in the next referendum because of the 20 years'
continuous residence requirement, whereas the other 20 authors do,
as things stand, have the right to vote in that referendum - 18
authors on the basis of the residence criterion and 2 others on
the strength of having been born in New Caledonia, their ethnic
origin and national extraction being of no consequence in this respect.
“The Committee considers, first, that the cut-off points adopted
do not have a disproportionate effect, given the nature and purpose
of the referendums in question, on the authors' situation, particularly
since their non-participation in the first referendum manifestly
has no consequences for nearly all of them as regards the final
referendum.
“The Committee further considers that each cut-off point should
provide a means of evaluating the strength of the link to the territory,
in order that those residents able to prove a sufficiently strong
tie are able to participate in each referendum. The Committee considers
that, in the present case, the difference in the cut-off points
for each ballot is linked to the issue being decided in each vote:
the 20-year cut-off point - rather than 10 years as for the first
ballot - is justified by the time frame for self-determination,
it being made clear that other ties are also taken into account
for the final referendum.
“Noting that the length of residence criterion is not discriminatory,
the Committee considers that, in the present case, the cut-off points
set for the referendum of 1998 and referendums from 2014 onwards
are not excessive inasmuch as they are in keeping with the nature
and purpose of these ballots, namely a self-determination process
involving the participation of persons able to prove sufficiently
strong ties to the territory whose future is being decided. This
being the case, these cut-off points do not appear to be disproportionate
with respect to a decolonization process involving the participation
of residents who, over and above their ethnic origin or political
affiliation, have helped, and continue to help, build New Caledonia
through their sufficiently strong ties to the territory.
“The Human Rights Committee, acting under article 5, paragraph
4, of the Optional Protocol to the International Covenant on Civil
and Political Rights, is of the view that the facts before it do
not disclose a violation of any article of the Covenant.”
Applying this precedent to the Cyprus situation, it is clear that
the 120,000 Turkish settlers who were implanted in Northern Cyprus
following the illegal occupation of the territory by Turkey in 1974
(and in contravention of article 49, paragraph 6, of the 4th Geneva
Convention relative to the Protection of Civilians in Armed Conflict,
of 12 August 1949) , do not have a right in international law to
participate in a self-determination referendum, or in a referendum
to adopt a Constitutional Convention. Of course, the Cypriot communities
may wish to accord them this opportunity, or to accord some of them
the right to vote under appropriate guidelines.
What rights do the Turkish settlers have? They enjoy all the rights
guaranteed by the Cypriot Constitution and the rights to which Cyprus
is bound pursuant to international treaties, including the International
Covenant on Civil and Political Rights, the International Covenant
on Economic, Social and Cultural Rights, the International Convention
on the Elimination of all Forms of Racial Discrimination, and the
European Convention on Human Rights and Fundamental Freedoms. While
the Republic of Cyprus may grant the Turkish settlers special rights,
Cyprus is under no obligation to grant them citizenship or even
the right to continued residence in the territory. Marriage with
the native Turkish population, old age and the health of the individuals
concerned are considerations that the Cyprus government would have
to take into account on a case-by-case basis.
The Cyprus communities are, of course, free to reach compromises
and to empower the settlers to vote, if they so wish. This, however,
is not mandated by practice or by international law. Allowing the
illegal Turkish military forces that occupy the North of Cyprus
to vote, however, would be shocking and immoral.
The guiding principle must remain the respect of the human dignity
of all persons residing in Cyprus, and the readiness to make prudent
concessions. The principle of humanity must always temper the mathematical
application of international law. A durable solution is always one
that all parties are willing to live with, in the sense of metron
ariston, meden agan..
One last point concerns the limitation of Cypriot sovereignty entailed
by the presence of Turkish troops in the North and by the presence
of the British Base Areas (Auer paper paragraph 19). The Charter
must ensure that these actors do not in any way influence the free
exercise of self-determination by the people of Cyprus.
The United Nations General Assembly may consider elevating this
legal question to the International Court of Justice for an advisory
opinion on the validity of the British Base Treaties and of the
Guarantee Treaties of 1960, which are a vestige of colonialism,
thoroughly incompatible with modern international law, and a continuing
violation of the territorial sovereignty of the Republic of Cyprus.
An advisory opinion could also address the issue of the legal consequences
of the Turkish occupation of 37% of the territory of Cyprus and
the status of the 120,000 Turkish settlers.
Professor Dr. Alfred de Zayas, Geneva School of Diplomacy
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