HUMAN RIGHTS COUNCIL
UPR REVIEW OF THE UNITED STATES REPORT
REPARATION AS A GENERAL PRINCIPLE OF LAW
Statement by Professor Alfred de Zayas, Geneva School of Diplomacy
Dear Attorney General Clark, Ladies and Gentlemen,
The Universal Periodic Review of the Human Rights Council is an
important mechanism, which gives civil society opportunities like
this one – to articulate our concerns with regard to a particular
country and to try to contribute to a constructive dialogue and
formulate recommendations how to assist the victims.
We do this in the same spirit as we follow the examination of
reports by the treaty bodies, most importantly by the UN Human
Rights Committee pursuant to article 40 of the International Covenant
on Civil and Political Rights.
The United States already submits itself to the scrutiny of several
treaty bodies, including the Human Rights Committee. Following
examination of the US reports in 1995 and 2006, the Committee identified
a number of concerns and issued specific recommendations. It
is the function of the follow-up procedure to see to what extent
the Committee’s concerns have been addressed and its recommendations
implemented.
What drives the United Nations and the regional human rights monitoring
systems in this common endeavour is the noble hope to improve the
lot of human beings by monitoring, investigating, discussing the
positive and negative aspects of each country’s record. We
have a sacred commitment to affirm human dignity and to vindicate
the conviction that individuals and groups are bearers of individual
and collective rights, and that whenever these rights are violated,
the victims must have a justiciable right of redress.
Indeed, all human rights derive from human dignity, and human dignity
encompasses many fundamental rights that are seldom written about
-- these are among others the right to identity, the right to one's
culture, the right to truth, the right to access to all information,
the right to food, the right to peace, and the right to a Remedy.
Human Rights are violated in all countries of this earth. They
are violated sometimes in secrecy, and sometimes openly. Thanks
to a vibrant ngo-community and a sensitized civil society, people
all over the world are demanding their rights. Naming and
shaming is only part of the strategy. If the UPR procedure
is going to have credibility, it is important that it be conducted
fairly, with intellectual honesty, without double-standards, without
selectivity. It is crucial that the shared human dignity
of all human beings, and the right of all victims to our attention
and compassion be vindicated. In the UPR there must not
be first and second-class victims. We owe respect to all.
But it is not enough to merely criticise a State for violating
human rights. It is not enough to condemn the impunity of
the perpetrators. It is far more important to devote time
to address the pressing needs of the victims, to ensure that there
are adequate mechanisms to offer the victims a measure of rehabilitation
and redress.
Indeed the principle of reparation is a general principle of law,
that kind of fundamental norm, which the International Court of
Justice identifies as a source of law in article 38 of its statute.
This morning I will endeavour to revisit the applicable norms
when it comes to the individual and collective right to a remedy.
And when I say remedy I mean both the judicial and/or administrative
mechanism to demand reparation, the obligation of every country
under the rule of law to provide access to such mechanisms and
the responsibility to implement decisions on reparation.
Article 2 of the International Covenant on Civil and Political
Rights stipulates:
" 1. Each State Party to the present Covenant undertakes to respect and
to ensure to all individuals within its territory and subject to its jurisdiction
the rights recognized in the present Covenant, without distinction of any kind,
such as race, colour, sex, language, religion, political or other opinion,
national or social origin, property, birth or other status.
2. Where not already provided for by existing legislative or other
measures, each State Party to the present Covenant undertakes to
take the necessary steps, in accordance with its constitutional
processes and with the provisions of the present Covenant, to adopt
such laws or other measures as may be necessary to give effect
to the rights recognized in the present Covenant.
3. Each State Party to the present Covenant undertakes:
(a) To ensure that any person whose rights or freedoms as herein
recognized are violated shall have an effective remedy, notwithstanding
that the violation has been committed by persons acting in an official
capacity;
(b) To ensure that any person claiming such a remedy shall have
his right thereto determined by competent judicial, administrative
or legislative authorities, or by any other competent authority
provided for by the legal system of the State, and to develop the
possibilities of judicial remedy;
(c) To ensure that the competent authorities shall enforce such
remedies when granted."
This article engages the State to do a number of things. It
must create a mechanism of redress, and it must make sure that
judgments are enforced. Some States parties to the ICCPR
still do not have the proper mechanisms and some of them try to
weasel out of their responsibility by claiming that the ICCPR is
not self-executing.
I believe that in the case of the United States of America, Article
VI of the US Constitution clearly requires us to give effect to
international treaties. It stipulates: “all Treaties
made, or which shall be made, under the Authority of the United
States, shall be the supreme Law of the Land”. This
includes all human rights treaties ratified by the US. It
is time to abandon the bad habit of claiming that the ICCPR is
not self-executing. If it is still not, 18 years following
ratification, then let’s do whatever is necessary to ensure
its full applicability in the domestic legal order.
The United States ratified the ICCPR under President George Bush
Sr. in 1992 and by now one would expect that all of its provisions
have been transformed and incorporated into domestic U.S. law,
thus rendering individual claims concerning human rights violations
justiciable. This would also be consistent with the precedent
established in the 1900 judgment of the United States Supreme Court
in the Paquete Habana case, to the effect that U.S. courts
should take international law into account when deciding cases
that involve issues of international law.
Let me now remind you of the 2004 General Comment of the Human
Rights Committee on Article 2 of the Covenant, which stipulates:
The obligations of the Covenant in general and article 2 in particular
are binding on every State Party as a whole. All branches of government
(executive, legislative and judicial), and other public or governmental
authorities, at whatever level - national, regional or local -
are in a position to engage the responsibility of the State Party.
The executive branch that usually represents the State Party internationally,
including before the Committee, may not point to the fact that
an action incompatible with the provisions of the Covenant was
carried out by another branch of government as a means of seeking
to relieve the State Party from responsibility for the action and
consequent incompatibility. This understanding flows directly from
the principle contained in article 27 of the Vienna Convention
on the Law of Treaties, according to which a State Party ‘may
not invoke the provisions of its internal law as justification
for its failure to perform a treaty’. Although article 2,
paragraph 2, allows States Parties to give effect to Covenant rights
in accordance with domestic constitutional processes, the same
principle operates so as to prevent States parties from invoking
provisions of the constitutional law or other aspects of domestic
law to justify a failure to perform or give effect to obligations
under the treaty. In this respect, the Committee reminds States
Parties with a federal structure of the terms of article 50, according
to which the Covenant’s provisions ‘shall extend to
all parts of federal states without any limitations or exceptions’.
In the context of providing remedies to victims of human rights
violations, it is worth recalling that mechanisms must be created
and access to these mechanisms, including courts and tribunals,
must be ensured. Article 14 of the ICCPR stipulates in relevant
part:
“All persons shall be equal before the courts and tribunals.
In the determination of any criminal charge against him, or of
his rights and obligations in a suit at law, everyone shall be
entitled to a fair and public hearing by a competent, independent
and impartial tribunal established by law.”
Turning now our attention to the Principle of reparation for violations
of international law, including human rights law, it bears repeating
that this principle is not a new normative development attributable
to the work of the League of Nations, or of the United Nations
or of the International Law Commission. The obligation to
make reparation for violations of international law is a general
principle of law as affirmed by the Permanent Court of International
Justice in its 1928 judgment in the Chorzow Factory case [1] which
held:
“It is a principle of international law, and even a general conception
of the law, that any breach of an engagement involves an obligation to make
reparation.”
What kind of remedies can be offered to victims of human rights
violations: First of all victims want recognition of their
status as victims, they want to have an apology for the material
and moral injury endured. They also need rehabilitation,
restitution, compensation.
Article 9, paragraph 5, stipulates: Anyone who has been the victim
of unlawful arrest or detention shall have an enforceable right
to compensation.
This article must have some meaning. Let me draw attention
to the case of Mr. Maher Arar, a Canadian who was unlawfully detained
while transferring planes at Kennedy Airport in New York on his
way from Zurich to his family in Canada. He was then flown
to Jordan and taken by car to Syria for interrogation, where he
was subjected to torture for nearly one year, until his torturers
decided he knew nothing and simply returned him. This man
was a victim of multiple violations of the ICCPR by the United
States, Jordan and Syria – and yet he has received no compensation
from the U.S.
Another principle of reparation is contained in article 14, paragraph
6, of the Covenant, which stipulates: “When a person
has by a final decision been convicted of a criminal offence and
when subsequently his conviction has been reversed or he has been
pardoned on the ground that a new or newly discovered fact shows
conclusively that there has been a miscarriage of justice, the
person who has suffered punishment as a result of such conviction
shall be compensated according to law, unless it is proved that
the non-disclosure of the unknown fact in time is wholly or partly
attributable to him. “
In this context I think of the kidnapping in Mexico of the medical
doctor Humberto Alvarez Machain by US DEA agents acting illegally
in Mexico, brought to the United States and subjected to a criminal
trial in which he was acquitted. Having wasted years of
his life, he attempted to get compensation in the United States
and took his case all the way up to the US Supreme Court, which
on 1 December 2003 ruled against him because the Federal Alien
Tort Claims Act had an exception to the waiver of sovereign immunity
for claims arising in a foreign country.
Now let me briefly revisit some recent United Nations Developments
in the field of State Responsibility.
Article 31 of the International Law Commission's Draft Articles
on State Responsibility, which essentially reflect pre-existing
international law, stipulates that “the responsible State
is under an obligation to make full reparation for the injury caused
by the internationally wrongful act.”
Article 34 stipulates further that “full reparation for the
injury caused by the internationally wrongful act shall take the
form of restitution, compensation or satisfaction, either singly
or in combination.”
More concretely, in the Iraqi case, where enormous destruction
was visited on the cultural heritage of thousands of years, the
Hague Convention for the Protection of Cultural Property of 1954[2] and
its Protocols give us guidance.
Among other general principles of law that apply in the context
of the obligation to make reparation are the principle of “good
faith”, the prohibition of “unjust enrichment” the
rules on “estoppel”, the principle “ex injuria
non oritur jus”, which provides that no rights can be
derived from a prior violation of law.
Law, however, is not mathematics. And the norms – as
good as they may look on paper – are certainly not equivalent
to their enforcement. On the other hand, the non-enforcement
of norms, even for a prolonged period of time, does not detract
from their validity.
As far as compensation is concerned, Article 36 of the Articles
on State Responsibility[3] stipulate
the obligation of a State “to compensate for the damage caused … insofar
as such damage is not made good by restitution.”
As far as satisfaction is concerned, Article 37 stipulates “The
State responsible for an internationally wrongful act is
under an obligation to give satisfaction for the injury caused
by the act insofar as its obligation cannot be made good by restitution
or compensation. Satisfaction may consist in an acknowledgement
of the breach, an expression of regret, a formal apology or another
appropriate modality.”
In this connection it is useful to recall that in 1993 President
Bill Clinton issued an apology[4] to
the people of Hawaii for the crimes and abuses committed in connection
with the overthrow of the legitimate government of the Hawaiian
Queen one hundred years earlier, in 1893. And on 19 May 2010
Kansas Senator Sam Brownback read
a Congressional Resolution apologizing of “ill-conceived
policies” and acts of violence against American native peoples
by the U.S. Government. This Congressional Resolution goes back
to a stronger text adopted by the House of Representatives in 2004
and signed in a watered-down version by President Barack Obama
in December 2009. The Resolution contains regrettably the
following disclaimer:
“Nothing in this Joint Resolution authorizes any claim against the United
States or serves as a settlement of any claim against the United States.”
By contrast, the Australian Government has been more forthcoming
in their attempts to make reparation to the Aborigines of that
island continent. On 13 February 2008 Prime Minister Kevin Rudd
issued an apology to the Aboriginal people of Australia for the
many crimes committed against them in the 200 years that white
Europeans have been in Australia. It should be noted that
title to huge areas of Australia has been returned to the Aborigines,
who are now administering these territories in cooperation with
Australian authorities in Uluru, Kata Tjuta, Kakadu, Queensland
etc.
Thus, even “historical inequities” can be partly redressed
provided that there be a modicum of good will. Indeed,
over the past decades the various governments of Germany have issued apologies
to the governments and peoples of Poland, Czechoslovakia, Belgium,
the Netherlands, France, etc. in connection with the Holocaust
and other Nazi crimes. Germany has also made meaningful reparation
in the form of both restitution and compensation to the survivors
of the victims of the genocide.
In order to obtain reparation, the Iraqis who suffered violations
of their rights in connection with the 1991-2003 sanctions regime,
or in connection with the illegal war of 2003 (I recall that Kofi
Annan in more than one occasion referred to the Iraq War as an
illegal war) should also appeal to international solidarity and
to the erga omnes obligation not to recognize the effects
of war crimes and crimes against humanity.
As to erga omnes obligations, one recalls Article 10 of
the United Nations Draft Declaration on the Illegality of population
transfers of August 1997 stipulates:
“Where acts or omissions prohibited in the present Declaration are committed,
the international community as a whole and individual States, are under an
obligation: (a) not to recognize as legal the situation created by such acts;
(b) in ongoing situations, to ensure the immediate cessation of the act and
the reversal of the harmful consequences; (c) not to render aid, assistance
or support, financial or otherwise, to the State which has committed or is
committing such act in the maintaining or strengthening of the situation created
by such act. “[5]
Of particular relevance to the Iraqis are the Basic Principles
and Guidelines on the Right to a Remedy and Reparation for Victims
of Gross Violations of International Human Rights Law and Serious
Violations of International Humanitarian Law, adopted by
the General Assembly in its Resolution 60/147 of 16 December 2005.[6]
Section VII, paragraph 10 of the Basic principles stipulates: “Remedies … include
the victim’s right to the following as provided for under
international law:
“(a) Equal and effective access to justice
(b) Adequate, effective and prompt reparation for harm suffered,
(c) access to relevant information concerning violations and reparation
mechanisms.”
Section IX, paragraph 15 stipulates:
“ Adequate, effective and prompt reparation is intended to promote
justice by redressing gross violations of international human rights law or
serious violations of international humanitarian law. Reparation should be
proportional to the gravity of the violations and the harm suffered. “
Paragraph 16 stipulates:
“States should endeavour to establish national programmes for reparation
and other assistance to victims.”
Paragraph 17 stipulates:
“States shall, with respect to claims of victims, enforce domestic judgements
for reparation against individuals or entities liable for the harm suffered
and endeavour to enforce valid foreign legal judgements for reparation in accordance
with domestic law and international legal obligations. To that end, States
should provide under their domestic laws effective mechanisms for the enforcement
of reparation judgments”
Paragraph 19 stipulates:
“Restitution should, whenever possible, restore the victim to the original
situation before the gross violations of international human rights law or
serious violations of international humanitarian law occurred. “
Paragraph 20 stipulates:
“Compensation should be provided for any economically assessable damage
as appropriate and proportional to the violation and the circumstances of each
case… such as “(a) physical or mental harm, (b) lost opportunities,
including employment, education and social benefits, (c) material damages and
loss of earnings, including loss of earning potential; (d) moral damage; (e)
costs required for legal or expert assistance, medicine and medical services
and psychological and social services.”
Section XI is of particular relevance. Paragraph 25 stipulates “the
application and interpretation of these Basic Principles and guidelines
must be consistent with international human rights law and be without
any discrimination of any kind or on any ground, without exception.”
These provisions, however, are only what is termed soft law. It
is for international solidarity and for the Human Rights Council
to strengthen the justiciability of claim of human rights violations.
I do not underestimate the obstacles in obtaining reparation for
the injuries suffered in connection with the Iraqi sanctions and
the subsequent war and occupation. One problem is that of
non-self-executing international norms. This is why Austria
and Germany have adopted laws related to the restitution of objects
to victims, as has the United States in the form of its Law on
Restitution for the World War II Internment of some 120,000 Japanese-Americans
and Aleuts. It is the responsibility of politicians to propose
such legislation in Congress.
IRAQ, AFGHANISTAN AND THE WIKILEAKS
There is no doubt that the United States bears responsibility for
the destabilization of the situation of countries in the Middle
East, particularly Iraq and Afghanistan. Its military presence
and the presence of private military and security companies engages
its international responsibility.
The Wikileaks concerning grave violations of human rights and international
humanitarian law in Iraq and Afghanistan are a legitimate subject
of discussion for the UPR.
But it should not be limited to naming and shaming. What
is crucial is to identify ways and means of helping the victims.
One form of reparation to victims is the investigation of the
events, and the right to truth.
The UN Special Rapporteur on torture, Professor Manfred Nowak
said last week:
“In relation to what now has been revealed by WikiLeaks,
it confirms what we know, what we have heard, many allegations
about the brutality and the torture that were systematically practiced
by Iraqi security forces and also irregular militias. And I think
what is shows very clearly is that the Bush and also the Obama
Administration knew and do know when they are handling over detainees
under US custody to Iraqi security forces, that there is a serious
risk of being subjected to torture.”
The UN High Commissioner for Human Rights Navi Pillay similarly
urged the US and Iraq to probe Wikileaks torture claims. She
said: “the US and Iraqi authorities should take necessary
measures to investigate all allegations made in these reports and
to bring to justice those responsibible for unlawful killings,
summary executions, torture and other serious human rights abuses.”
I would like to go beyond that statement and suggest that appropriate
measures must be taken to assuage the suffering of the victims
and their families.
First, the victims must be able to go to court and sue the Iraqi
and U.S. authorities and demand rehabilitation and reparation. I
consider it a disgrace that many victims of torture in Guantanamo
and elsewhere, the victims of of indefinite detention ,
of extraordinary rendition, have been given the run-around and
have not received any form of redress. I strongly disagree
with decisions of many United States courts, e.g. the Court of
Appeals for the Ninth Circuit, which on 8 September 2010 dismissed
the cases of Binyam Mohamed, Abou Elkassim Britel et al. because
of the so-called state secrets doctrine.
In 2008 I interviewed an Al Jazeera journalist who was illegally
arrested in the border region between Afghanistan and Pakistan
and spent more than 6 years in Guantanamo, where he was subjected
to torture . He
was going to sue the United States for compensation. I have
not learned that he has been successful.
It is obscene to leave victims of gross violations of human rights
out in the cold. The U.S. Government should establish a special
tribunal to look into these allegations and finance a Fund to provide
urgent assistance to the victims.
I dare recall the Yugoslav wars of the 1990s and the Dayton Accords
of December 1995 which the United States negotiated to end the
conflict in Bosnia and Herzegowina. Annexes VI and VII are of particular
relevance. The Human Rights Chamber for Bosnia and Herzegovina established
threunder examined some 15,000 cases from victims of gross violations
of human rights and international humanitarian law. This
Chamber facilitated the restitution of property to victims, compensation
and the right to return “in safety and dignity”. Maybe
some scheme of this nature should be devised to provide transitional
justice to the peoples of Iraq and Afghanistan.
I should also like to mention the possibility of entrusting the
United Nations with the task of administering a Special Fund for
Iraqi Victims. Already the Office of the UN High Commissioner
for Human Rights administers several funds, e.g. for the Victims
of Torture and for indigenous peoples. This experience would
provide a blueprint for an Iraqi United Nations Fund.
I thank you for your attention.
Professor Dr. Alfred de Zayas
Geneva School of Diplomacy
www.alfreddezayas.com
zayas@bluewin.ch
[1] Publications
of the Permanent Court of International Justice
Series A - No. 9; Collection of Judgments
A.W. Sijthoff’s Publishing Company, Leyden
[2] http://www.icrc.org/ihl.nsf/FULL/400?OpenDocument, http://www.unesco.org/new/index.php?id=19138&L=0
http://www.unesco.org.uk/convention_for_the_protection_of_cultural_property_in_the_event_of_armed_conflict_%281954%29
[3] Adopted
in second reading 2001. untreaty.un.org/ilc/texts/instruments/.../9_6_2001.pdf
[4] Resolution
19, 103d U.S. Congress, 23 November 1993. http://www.hawaii-nation.org/publawall.html
[5] E/CN.4/Sub.2/1997/23.
[6] http://www2.ohchr.org/english/law/remedy.htm
http://brownback.senate.gov/pressapp/record.cfm?id=312340
http://www.indiancountrytoday.com/national/91908859.html
Alfred de
Zayas, « Human Rights and Indefinite Detention » in
International Review of the Red Cross 2005, pp. 15-38. http://www.icrc.org/Web/eng/siteeng0.nsf/htmlall/review-857-p15/$File/irrc_857_Zayas.pdf
http://www.currentconcerns.ch/index.php?id=613
The Human
Rights Chamber for Bosnia and Herzegovina. Digest of
Case Law. N.P.Engel Publishers, Kehl am Rhein 2004.
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